Tradin Anti–Money Laundering and Counter–Terrorism Financing (AML–CFT)

      Introduction

This policy outlines Tradin’s approach to preventing money laundering and terrorism financing in accordance with global standards.Money laundering refers to the process of concealing the origins of illegally obtained money. Terrorism financing involves providing funds for terrorist activities, often through legitimate-looking channels.

1. Commitment to Financial Integrity

Tradin is committed to maintaining the highest standards of compliance and ethical conduct in the financial markets. We actively support global efforts to prevent money laundering and the financing of terrorism and apply robust measures to mitigate associated risks within our trading brokerage operations.

2. Applicability

This statement applies to all entities and individuals representing Tradin, including traders, brokers, intermediaries, and third-party service providers acting on our behalf.

3. Prohibited Practices

Tradin expressly prohibits:

• Conducting or facilitating transactions involving the proceeds of crime.
• Engaging in activities intended to obscure the source, ownership, or purpose of funds.
• Assisting clients or third parties in any action that contravenes AML–CFT legislation.

4. Risk-Based Approach

We apply a structured, risk-sensitive framework tailored to trading activities, including:

• Enhanced due diligence for high-risk profiles and accounts.
• Monitoring of trading behaviors, fund flows, and asset movement for anomalies.
• Regular review of client risk ratings based on transactional patterns and exposure.

5. Client Identification and Verification

Prior to account initiation and throughout the client relationship, Tradin requires:

• Full verification of client identity and beneficial ownership structures.
• Tradin follows Know Your Customer (KYC) protocols, including:

1. Collection of government-issued ID and proof of address.
2. Biometric verification where applicable.
3. Screening for politically exposed persons (PEPs).

• Documentation of source of funds and purpose of trading activity.
• Ongoing monitoring for suspicious behavior or account misuse.

6. Regulatory Alignment

Tradin’s practices are aligned with global and regional AML-CFT frameworks, including:

• FATF recommendations
• Relevant EU Directives and MiFID
• Local financial crime legislation applicable in our jurisdictions of operation

7. Culture of Compliance

We foster a culture where responsible conduct is central to our brokerage services. Concerns related to financial crime or compliance breaches may be reported confidentially to designated points of contact. All reports are reviewed with discretion and diligence.

8. Data Protection and Confidentiality

Tradin ensures that all personal and financial data collected during AML–CFT procedures is handled in accordance with applicable data protection laws, including the General Data Protection Regulation (GDPR).Client information is stored securely and only shared with authorized regulatory bodies when required by law.

9. Policy Review and Transperency

This AML–CFT policy is reviewed annually and updated to reflect changes in legislation, risk exposure, and industry best practices. Clients and stakeholders may request further information or clarification by contacting our compliance team.